THOMAS W WEISEL
CIK 1207218 · Chairman and CEO · last filed 2026-02-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.13M
Companies
4
Total Filings
74
Lifetime Open-Market Net
-$31.63M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SF | Director | 21,846 | $84.64 | $1.85M | -$20.28M | 41 | 2026-02-20 |
| STIFEL FINANCIAL CORP (SFN) Delisted | Director | 39,792 | — | — | -$10.78M | 15 | 2016-03-02 |
| SFB | Director | 370,300 | $19.65 | $7.28M | -$1.26M | 4 | 2012-12-19 |
| Thomas Weisel Partners Group, Inc. (TWPG) Delisted | Chairman and CEO | 0 | — | — | $688.5K | 13 | 2010-07-02 |
Recent Filings · Page 2 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-12-15 | SF | Gift (G) | −4,630 | $0 | EDGAR |
| 2023-06-09 | SF | Gift (G) | −500 | $0 | EDGAR |
| 2023-03-06 | SF | Mixed | +560 | -$19.8K | EDGAR |
| 2023-02-13 | SF | Gift (G) | −2,300 | $0 | EDGAR |
| 2023-02-08 | SF | Gift (G) | −5,095 | $0 | EDGAR |
| 2022-03-04 | SF | Mixed | +2,831 | -$199.7K | EDGAR |
| 2022-01-11 | SF | Mixed | +1,577 | -$72.0K | EDGAR |
| 2021-03-19 | SF | Sell (S) | −5,413 | -$369.2K | EDGAR |
| 2021-03-16 | SF | Sell (S) | −8,329 | -$559.0K | EDGAR |
| 2021-03-10 | SF | Mixed | +8,329 | -$459.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.