THOMAS W WEISEL

CIK 1207218 · Chairman and CEO · last filed 2026-02-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.03M

Companies

8

Total Filings

73

Lifetime Open-Market Net

-$31.63M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SFpD Director 14,564 $16.05 $233.8K -$1.50M 16 2026-02-20
SFpC Director 40,427 $22.09 $893.2K -$928.1K 4 2021-03-19
SFpB Director 52,816 $23.09 $1.22M -$1.80M 3 2020-03-03
STIFEL FINANCIAL CORP (SFpA) Delisted Director 69,138 $25.28 $1.75M -$16.05M 15 2019-01-04
STIFEL FINANCIAL CORP (SFN) Delisted Director 39,792 -$10.78M 15 2016-03-02
SFB Director 370,300 $19.65 $7.28M -$1.26M 4 2012-12-19
SF Director 391,027 $72.66 $28.41M $0 3 2012-01-19
Thomas Weisel Partners Group, Inc. (TWPG) Delisted Chairman and CEO 0 $688.5K 13 2010-07-02

Recent Filings · Page 3 of 8

73 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-03-03 SFpB Mixed $0 EDGAR
2020-02-04 SFpB Sell (S) −27,583 -$1.80M EDGAR
2020-01-06 SFpB Mixed +400 -$17.1K EDGAR
2019-01-04 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +2,226 -$61.1K EDGAR
2018-12-18 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2018-09-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2018-06-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2018-03-19 STIFEL FINANCIAL CORP (SFpA) Delisted Grant (A) $0 EDGAR
2018-01-03 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +5,371 -$349.1K EDGAR
2017-12-29 STIFEL FINANCIAL CORP (SFpA) Delisted Mixed +9,629 -$754.5K EDGAR
Showing 2130 of 73
Page 3 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.