BRIAN S GENSON

CIK 1208655 · last filed 2025-02-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$728.1K

Companies

3

Total Filings

53

Lifetime Open-Market Net

-$2.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NATH Director 7,142 $101.94 $728.1K -$2.93M 32 2025-02-12
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Director 0 -$160 11 2020-02-14
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Director 40,000 $61.3K 10 2013-05-13

Recent Filings · Page 2 of 6

53 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-05-17 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Mixed +15,602 -$1 EDGAR
2019-02-11 NATH Sell (S) −5,000 -$352.9K EDGAR
2019-02-07 NATH Mixed +8,698 $4 EDGAR
2018-11-14 NATH Sell (S) −370 -$26.0K EDGAR
2018-06-01 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Grant (A) +30,000 $0 EDGAR
2018-05-25 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Exer (M) +20,000 $37.6K EDGAR
2018-01-12 NATH Mixed $0 EDGAR
2017-11-17 NATH Sell (S) −2,000 -$191.1K EDGAR
2017-05-26 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Grant (A) +30,000 $0 EDGAR
2016-12-06 NATH Sell (S) −4,000 -$246.4K EDGAR
Showing 1120 of 53
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.