BRIAN S GENSON

CIK 1208655 · last filed 2025-02-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$728.1K

Companies

3

Total Filings

53

Lifetime Open-Market Net

-$2.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NATH Director 7,142 $101.94 $728.1K -$2.93M 32 2025-02-12
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Director 0 -$160 11 2020-02-14
LADENBURG THALMANN FINANCIAL SERVICES INC. (LTS) Delisted Director 40,000 $61.3K 10 2013-05-13

Recent Filings · Page 3 of 6

53 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-10-18 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Exer (M) +20,000 $27.8K EDGAR
2016-08-24 NATH Sell (S) −2,500 -$120.3K EDGAR
2016-05-20 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Grant (A) $0 EDGAR
2016-05-12 NATH Mixed +2,796 $7 EDGAR
2016-02-16 NATH Sell (S) −3,651 -$175.6K EDGAR
2016-02-12 NATH Sell (S) −6,349 -$304.0K EDGAR
2015-05-19 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Grant (A) $0 EDGAR
2015-04-03 NATH Mixed $0 EDGAR
2015-03-12 NATH Mixed +8,911 -$5 EDGAR
2015-01-07 LADENBURG THALMANN FINANCIAL SERVICES INC. (LTSpA) Delisted Exer (M) +20,000 $9.6K EDGAR
Showing 2130 of 53
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.