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JAMES CATTANO

CIK 1211146 · Trustee/ · last filed 2018-05-01

JAMES CATTANO is a Trustee/ who has filed 179 SEC Form 4 insider transactions across 8 companies since 2007. Across all open-market trades the lifetime net is +$591.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $114.3K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.3K

Companies

8

Total Filings

179

Lifetime Open-Market Net

$591.1K

Filer Profile

Reported Address
C/O ABERDEEN ASSET MANAGEMENT INC.
1735 MARKET STREET - 32ND FLOOR
PHILADELPHIA, PA 19103
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted Director 82,078 — — $69.8K 21 2018-05-01
DHY Trustee/ 6,850 $1.69 $11.6K $97.7K 23 2017-12-28
CIK Audit Committee Chairman 42,256 $2.43 $102.7K $97.8K 23 2017-12-28
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted Director 9,860 — — $19.9K 5 2017-11-13
ABERDEEN ISRAEL FUND, INC. (ISL) Delisted Director 6,339 — — $86.8K 26 2017-11-13
ABERDEEN INDONESIA FUND, INC. (IF) Delisted Director 11,380 — — $86.5K 26 2017-11-13
ABERDEEN LATIN AMERICA EQUITY FUND, INC. (LAQ) Delisted Director 7,168 — — $89.0K 26 2017-11-13
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ETF) Delisted Director 8,103 — — $43.6K 13 2015-07-29

Recent Filings

179 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-01 — Other (J) −9,908 $0
2018-05-01 abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted Other (J) +62,592 $0 EDGAR
2018-05-01 — Other (J) −8,281 $0
2018-05-01 — Other (J) −6,501 $0
2018-05-01 — Other (J) −11,426 $0
2017-12-28 DHY Buy (P) +1,624 $4.5K EDGAR
2017-12-28 CIK Buy (P) +1,256 $4.5K EDGAR
2017-11-13 ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted Buy (P) +276 $4.0K EDGAR
2017-11-13 ABERDEEN ISRAEL FUND, INC. (ISL) Delisted Buy (P) +198 $4.0K EDGAR
2017-11-13 ABERDEEN INDONESIA FUND, INC. (IF) Delisted Buy (P) +514 $4.0K EDGAR
Showing 1–10 of 179
Page 1 of 18
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.