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JAMES CATTANO

CIK 1211146 · Trustee/ · last filed 2018-05-01

JAMES CATTANO is a Trustee/ who has filed 179 SEC Form 4 insider transactions across 8 companies since 2007. Across all open-market trades the lifetime net is +$591.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $223.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$223.4K

Companies

8

Total Filings

179

Lifetime Open-Market Net

$591.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted Director 82,078 — — $69.8K 21 2018-05-01
DHY Trustee/ 68,502 $1.75 $119.9K $97.7K 23 2017-12-28
CIK Audit Committee Chairman 42,256 $2.45 $103.5K $97.8K 23 2017-12-28
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted Director 9,860 — — $19.9K 5 2017-11-13
ABERDEEN ISRAEL FUND, INC. (ISL) Delisted Director 6,339 — — $86.8K 26 2017-11-13
ABERDEEN INDONESIA FUND, INC. (IF) Delisted Director 11,380 — — $86.5K 26 2017-11-13
ABERDEEN LATIN AMERICA EQUITY FUND, INC. (LAQ) Delisted Director 7,168 — — $89.0K 26 2017-11-13
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ETF) Delisted Director 8,103 — — $43.6K 13 2015-07-29

Recent Filings

179 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-01 — Other (J) −9,908 $0
2018-05-01 abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted Other (J) +62,592 $0 EDGAR
2018-05-01 — Other (J) −8,281 $0
2018-05-01 — Other (J) −6,501 $0
2018-05-01 — Other (J) −11,426 $0
2017-12-28 DHY Buy (P) +1,624 $4.5K EDGAR
2017-12-28 CIK Buy (P) +1,256 $4.5K EDGAR
2017-11-13 ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted Buy (P) +276 $4.0K EDGAR
2017-11-13 ABERDEEN ISRAEL FUND, INC. (ISL) Delisted Buy (P) +198 $4.0K EDGAR
2017-11-13 ABERDEEN INDONESIA FUND, INC. (IF) Delisted Buy (P) +514 $4.0K EDGAR
Showing 1–10 of 179
Page 1 of 18
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.