JAMES CATTANO
CIK 1211146 · Trustee/ · last filed 2018-05-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$223.4K
Companies
8
Total Filings
179
Lifetime Open-Market Net
$591.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | Director | 82,078 | — | — | $69.8K | 21 | 2018-05-01 |
| DHY | Trustee/ | 68,502 | $1.75 | $119.9K | $97.7K | 23 | 2017-12-28 |
| CIK | Audit Committee Chairman | 42,256 | $2.45 | $103.5K | $97.8K | 23 | 2017-12-28 |
| ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted | Director | 9,860 | — | — | $19.9K | 5 | 2017-11-13 |
| ABERDEEN ISRAEL FUND, INC. (ISL) Delisted | Director | 6,339 | — | — | $86.8K | 26 | 2017-11-13 |
| ABERDEEN INDONESIA FUND, INC. (IF) Delisted | Director | 11,380 | — | — | $86.5K | 26 | 2017-11-13 |
| ABERDEEN LATIN AMERICA EQUITY FUND, INC. (LAQ) Delisted | Director | 7,168 | — | — | $89.0K | 26 | 2017-11-13 |
| ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ETF) Delisted | Director | 8,103 | — | — | $43.6K | 13 | 2015-07-29 |
Recent Filings · Page 3 of 18
179 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-12-29 | DHY | Buy (P) | +1,679 | $4.5K | EDGAR |
| 2016-11-14 | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted | Buy (P) | +333 | $4.0K | EDGAR |
| 2016-11-14 | ABERDEEN LATIN AMERICA EQUITY FUND, INC. (LAQ) Delisted | Buy (P) | +183 | $4.0K | EDGAR |
| 2016-11-14 | ABERDEEN INDONESIA FUND, INC. (IF) Delisted | Buy (P) | +610 | $4.0K | EDGAR |
| 2016-11-14 | abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | Buy (P) | +620 | $4.0K | EDGAR |
| 2016-11-14 | ABERDEEN ISRAEL FUND, INC. (ISL) Delisted | Buy (P) | +244 | $4.0K | EDGAR |
| 2016-07-27 | DHY | Buy (P) | +1,778 | $4.5K | EDGAR |
| 2016-07-27 | CIK | Buy (P) | +1,351 | $4.5K | EDGAR |
| 2016-04-15 | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. (ABE) Delisted | Buy (P) | +331 | $4.0K | EDGAR |
| 2016-04-15 | abrdn Emerging Markets ex-China Fund, Inc. (CH) Delisted | Buy (P) | +653 | $4.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.