STEVEN L FRADKIN

CIK 1214324 · Vice Chairman · last filed 2025-12-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.94M

Companies

5

Total Filings

111

Lifetime Open-Market Net

-$59.86M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTRSO Vice Chairman 55,682 $18.56 $1.03M -$16.26M 38 2025-12-05
NORTHERN TRUST CORP (NTRSP) Delisted President/Wealth Management 56,225 -$30.90M 19 2019-12-16
NORTHERN TRUST CORP (NTRS.P) Delisted President/Wealth Management 58,188 -$1.50M 7 2016-02-18
NTRS President/Wealth Management 125,629 $174.34 $21.90M -$11.19M 40 2014-07-30
optionsXpress Holdings, Inc. (OXPS) Delisted Director 0 $0 7 2011-09-01

Recent Filings · Page 7 of 12

111 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-04-24 NORTHERN TRUST CORP (NTRS.P) Delisted Mixed −540 -$229.0K EDGAR
2015-02-19 NORTHERN TRUST CORP (NTRS.P) Delisted Grant (A) +7,122 $0 EDGAR
2015-02-18 NORTHERN TRUST CORP (NTRS.P) Delisted Tax (F) −5,426 -$380.0K EDGAR
2015-01-22 NORTHERN TRUST CORP (NTRS.P) Delisted Mixed +10,982 -$314.7K EDGAR
2014-07-30 NTRS Gift (G) $0 EDGAR
2014-03-11 NTRS Mixed -$342.6K EDGAR
2014-02-21 NTRS Tax (F) −4,056 -$251.6K EDGAR
2014-02-20 NTRS Tax (F) −3,838 -$238.2K EDGAR
2014-02-12 NTRS Grant (A) +8,217 $0 EDGAR
2014-02-06 NTRS Gift (G) $0 EDGAR
Showing 6170 of 111
Page 7 of 12
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.