Ann Maynard Gray

CIK 1216405 · last filed 2017-04-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.89M

Companies

Total Filings

Lifetime Open-Market Net

$34.5K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

PNX price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

William J Armstrong — 1 joint filings, latest 2004-04-20

Matthew Goldstein — 1 joint filings, latest 2004-04-20

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DUKH	Director	—	$23.18	—	$0	13	2017-04-06
PFX	Director	0	$41.00	$0	$0	1	2016-06-22
PHOENIX COMPANIES INC/DE (PNX) Delisted	Director	5,500	—	—	$100.1K	32	2014-12-18
DUK	Director	23,350	$123.72	$2.89M	-$65.6K	24	2012-12-11

Recent Filings · Page 6 of 7

70 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2009-01-02	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR
2008-12-22	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR
2008-10-02	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR
2008-07-03	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR
2008-05-14	DUK	Exer (M)	+288	$0	EDGAR
2008-05-12	DUK	Grant (A)	+5,390	$100.0K	EDGAR
2008-04-02	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR
2008-03-03	DUK	Exer (M)	+364	$0	EDGAR
2008-02-27	DUK	Exer (M)	+300	$5.5K	EDGAR
2008-01-03	PHOENIX COMPANIES INC/DE (PNX) Delisted	Grant (A)	—	$0	EDGAR

Showing 51–60 of 70

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.