ANN MAYNARD GRAY
CIK 1216405 · last filed 2017-04-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.79M
Companies
4
Total Filings
70
Lifetime Open-Market Net
$34.5K
Filer Profile
Related Filers
WILLIAM J ARMSTRONG — 1 joint filings, latest 2004-04-20
MATTHEW GOLDSTEIN — 1 joint filings, latest 2004-04-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DUKH | Director | — | $23.56 | — | $0 | 13 | 2017-04-06 |
| PFX | Director | 0 | $45.32 | $0 | $0 | 1 | 2016-06-22 |
| PHOENIX COMPANIES INC/DE (PNX) Delisted | Director | 5,500 | — | — | $100.1K | 32 | 2014-12-18 |
| DUK | Director | 23,350 | $119.42 | $2.79M | -$65.6K | 24 | 2012-12-11 |
Recent Filings · Page 7 of 7
70 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-10-02 | PHOENIX COMPANIES INC/DE (PNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-07-03 | PHOENIX COMPANIES INC/DE (PNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-05-15 | DUK | Exer (M) | +288 | $0 | EDGAR |
| 2007-05-14 | DUK | Grant (A) | +4,960 | $99.9K | EDGAR |
| 2007-04-05 | DUK | Exer (M) | +2,600 | $0 | EDGAR |
| 2007-04-03 | PHOENIX COMPANIES INC/DE (PNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-03-01 | DUK | Exer (M) | +364 | $0 | EDGAR |
| 2007-02-27 | DUK | Exer (M) | +300 | $0 | EDGAR |
| 2007-01-10 | DUK | Mixed | — | $0 | EDGAR |
| 2007-01-04 | PHOENIX COMPANIES INC/DE (PNX) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 61–70 of 70
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Page 7 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.