JAMES P CONN
CIK 1216778 · last filed 2026-01-28
JAMES P CONN is a corporate insider who has filed 72 SEC Form 4 insider transactions across 12 companies since 2007. The most recent filing shows the insider bought $28.7K of GDV on Jan 28, 2026. Across all open-market trades the lifetime net is −$2.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $178.4K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$178.4K
12
72
-$2.13M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GDV | Director | 1,000 | $30.00 | $30.0K | -$75.3K | 2 | 2026-01-28 |
| GUT | Director | 1,507 | $6.40 | $9.6K | -$40.2K | 7 | 2024-10-25 |
| GGT | Director | 4,188 | $4.04 | $16.9K | -$293.2K | 8 | 2024-07-25 |
| GLU | Director | 1,250 | $19.21 | $24.0K | -$663.2K | 17 | 2022-06-30 |
| GAB | Director | 1,100 | $5.65 | $6.2K | -$494.2K | 5 | 2021-07-21 |
| GDL | Director | 2,000 | $8.39 | $16.8K | $356.2K | 7 | 2020-04-22 |
| GRX | Director | 1,000 | $9.79 | $9.8K | -$865.7K | 17 | 2019-11-19 |
| GGN | Director | 1,000 | $4.84 | $4.8K | -$17.8K | 1 | 2019-09-09 |
| GNT | Director | 1,000 | $8.23 | $8.2K | -$11.2K | 1 | 2019-09-09 |
| GGZ | Director | 1,000 | $16.03 | $16.0K | -$51.4K | 4 | 2019-09-09 |
| BCV | Director | 1,000 | $23.73 | $23.7K | $18.4K | 1 | 2016-04-28 |
| ECF | Director | 1,000 | $12.16 | $12.2K | $7.8K | 1 | 2016-04-28 |
Recent Filings
72 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-01-28 | GDV | Buy (P) | +1,000 | $28.7K | EDGAR |
| 2024-10-25 | GUT | Other (J) | +200 | $1.0K | EDGAR |
| 2024-10-23 | GUT | Sell (S) | — | $0 | EDGAR |
| 2024-07-25 | GGT | Other (J) | +838 | $4.2K | EDGAR |
| 2022-06-30 | GLU | Other (J) | +250 | $4.0K | EDGAR |
| 2022-04-26 | GUT | Other (J) | +164 | $902 | EDGAR |
| 2021-09-01 | GGT | Other (J) | +2,350 | $22.3K | EDGAR |
| 2021-07-21 | GAB | Other (J) | +100 | $550 | EDGAR |
| 2021-04-20 | GUT | Other (J) | +143 | $786 | EDGAR |
| 2020-04-22 | GDL | Buy (P) | +1,000 | $7.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.