JAMES P CONN
CIK 1216778 · last filed 2026-01-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$756.1K
Companies
23
Total Filings
72
Lifetime Open-Market Net
-$2.13M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GDVpK | Director | 1,000 | $17.65 | $17.6K | $28.7K | 1 | 2026-01-28 |
| GUTpC | Director | 1,507 | $21.97 | $33.1K | $0 | 2 | 2024-10-25 |
| GGTpG | Director | 4,188 | $20.14 | $84.3K | $0 | 1 | 2024-07-25 |
| GLUpB | Director | 1,250 | $50.66 | $63.3K | $0 | 1 | 2022-06-30 |
| GABELLI UTILITY TRUST (GUTrw) Delisted | Director | 1,307 | — | — | -$40.2K | 5 | 2022-04-26 |
| GABELLI MULTIMEDIA TRUST INC. (GGTrw) Delisted | Director | 3,350 | — | — | -$293.2K | 6 | 2021-09-01 |
| GABELLI EQUITY TRUST INC (GABrw) Delisted | Director | 1,100 | — | — | -$494.2K | 5 | 2021-07-21 |
| GDL FUND (GDLpC) Delisted | Director | 2,000 | $50.12 | $100.2K | -$121.6K | 3 | 2020-04-22 |
| Gabelli Healthcare & WellnessRx Trust (GRXw) Delisted | Director | 1,000 | — | — | -$865.7K | 17 | 2019-11-19 |
| GABELLI GLOBAL UTILITY & INCOME TRUST (GLUrw) Delisted | Director | 1,000 | — | — | -$611.3K | 10 | 2019-09-10 |
| GGNpB | Director | 1,000 | $19.84 | $19.8K | -$17.8K | 1 | 2019-09-09 |
| GNTpA | Director | 1,000 | $20.40 | $20.4K | -$11.2K | 1 | 2019-09-09 |
| Gabelli Global Small & Mid Cap Value Trust (GGZpA) Delisted | Director | 1,000 | $25.25 | $25.2K | -$151.8K | 2 | 2019-09-09 |
| GABELLI DIVIDEND & INCOME TRUST (GDVpG) Delisted | Director | 0 | $25.11 | $0 | -$104.0K | 1 | 2018-11-05 |
| GLUpA | Director | 0 | $59.00 | $0 | -$118.4K | 4 | 2016-06-17 |
| BCV | Director | 1,000 | $25.52 | $25.5K | $18.4K | 1 | 2016-04-28 |
| GGZ | Director | 10,000 | $16.05 | $160.5K | $100.5K | 2 | 2016-04-28 |
| ECF | Director | 1,000 | $13.18 | $13.2K | $7.8K | 1 | 2016-04-28 |
| GDL FUND (GDLpB) Delisted | Director | 2,250 | — | — | $112.5K | 1 | 2011-04-18 |
| GABELLI MULTIMEDIA TRUST INC. (GGTpB) Delisted | Director | 818 | — | — | $0 | 1 | 2009-03-30 |
| GDL FUND (GDLpA) Delisted | Director | 1,500 | — | — | $75.0K | 1 | 2009-02-13 |
| GLU | Director | 10,000 | $19.12 | $191.2K | $66.5K | 2 | 2008-10-14 |
| GDL | Director | 15,000 | $8.47 | $127.1K | $290.2K | 2 | 2007-06-27 |
Recent Filings · Page 3 of 8
72 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-09-09 | GABELLI GLOBAL UTILITY & INCOME TRUST (GLUrw) Delisted | Sell (S) | −12,489 | -$225.0K | EDGAR |
| 2019-09-09 | GABELLI MULTIMEDIA TRUST INC. (GGTrw) Delisted | Sell (S) | −26,120 | -$222.7K | EDGAR |
| 2019-09-09 | GABELLI GLOBAL UTILITY & INCOME TRUST (GLUrw) Delisted | Sell (S) | −1,000 | -$52.6K | EDGAR |
| 2019-09-09 | GNTpA | Sell (S) | −2,000 | -$11.2K | EDGAR |
| 2019-09-09 | Gabelli Global Small & Mid Cap Value Trust (GGZpA) Delisted | Sell (S) | −13,938 | -$151.8K | EDGAR |
| 2019-09-04 | GABELLI MULTIMEDIA TRUST INC. (GGTrw) Delisted | Sell (S) | −6,000 | -$49.3K | EDGAR |
| 2019-09-03 | Gabelli Healthcare & WellnessRx Trust (GRXw) Delisted | Sell (S) | −6,173 | -$64.2K | EDGAR |
| 2019-09-03 | GDL FUND (GDLpC) Delisted | Sell (S) | −11,004 | -$101.9K | EDGAR |
| 2019-09-03 | GABELLI GLOBAL UTILITY & INCOME TRUST (GLUrw) Delisted | Sell (S) | −1,703 | -$89.4K | EDGAR |
| 2019-08-30 | GABELLI GLOBAL UTILITY & INCOME TRUST (GLUrw) Delisted | Sell (S) | −1,240 | -$22.3K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.