JAMES P CONN
CIK 1216778 · last filed 2026-01-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$178.4K
Companies
12
Total Filings
72
Lifetime Open-Market Net
-$2.13M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GDV | Director | 1,000 | $30.00 | $30.0K | -$75.3K | 2 | 2026-01-28 |
| GUT | Director | 1,507 | $6.40 | $9.6K | -$40.2K | 7 | 2024-10-25 |
| GGT | Director | 4,188 | $4.04 | $16.9K | -$293.2K | 8 | 2024-07-25 |
| GLU | Director | 1,250 | $19.21 | $24.0K | -$663.2K | 17 | 2022-06-30 |
| GAB | Director | 1,100 | $5.65 | $6.2K | -$494.2K | 5 | 2021-07-21 |
| GDL | Director | 2,000 | $8.39 | $16.8K | $356.2K | 7 | 2020-04-22 |
| GRX | Director | 1,000 | $9.79 | $9.8K | -$865.7K | 17 | 2019-11-19 |
| GGN | Director | 1,000 | $4.84 | $4.8K | -$17.8K | 1 | 2019-09-09 |
| GNT | Director | 1,000 | $8.23 | $8.2K | -$11.2K | 1 | 2019-09-09 |
| GGZ | Director | 1,000 | $16.03 | $16.0K | -$51.4K | 4 | 2019-09-09 |
| BCV | Director | 1,000 | $23.73 | $23.7K | $18.4K | 1 | 2016-04-28 |
| ECF | Director | 1,000 | $12.16 | $12.2K | $7.8K | 1 | 2016-04-28 |
Recent Filings · Page 6 of 8
72 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-07-30 | GGT | Other (J) | +11,805 | $106.2K | EDGAR |
| 2014-07-21 | GRX | Other (J) | +37,309 | $335.8K | EDGAR |
| 2014-01-02 | GLU | Sell (S) | −667 | -$33.7K | EDGAR |
| 2013-07-31 | GRX | Other (J) | +23,838 | $214.5K | EDGAR |
| 2013-06-24 | GLU | Other (J) | +3,334 | $166.7K | EDGAR |
| 2013-06-24 | GLU | Other (J) | +3,334 | $61.7K | EDGAR |
| 2012-12-26 | GUT | Exer (X) | +1,109 | $6.7K | EDGAR |
| 2011-11-28 | GRX | Buy (P) | +4,600 | $30.1K | EDGAR |
| 2011-06-16 | — | Buy (P) | +3,000 | $51.9K | |
| 2011-05-05 | GGT | Exer (X) | +5,329 | $37.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.