James P Conn

CIK 1216778 · last filed 2026-01-28

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$166.4K
Companies
12
Total Filings
72
Lifetime Open-Market Net
-$2.13M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

GRX price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GDV Director 1,000 $28.50 $28.5K -$75.3K 2 2026-01-28
GUT Director 1,507 $5.17 $7.8K -$40.2K 7 2024-10-25
GGT Director 4,188 $3.42 $14.3K -$293.2K 8 2024-07-25
GLU Director 1,250 $17.80 $22.2K -$663.2K 17 2022-06-30
GAB Director 1,100 $5.15 $5.7K -$494.2K 5 2021-07-21
GDL Director 2,000 $8.31 $16.6K $356.2K 7 2020-04-22
GRX Director 1,000 $9.95 $9.9K -$865.7K 17 2019-11-19
GGN Director 1,000 $5.10 $5.1K -$17.8K 1 2019-09-09
GNT Director 1,000 $8.15 $8.2K -$11.2K 1 2019-09-09
GGZ Director 1,000 $14.67 $14.7K -$51.4K 4 2019-09-09
BCV Director 1,000 $21.70 $21.7K $18.4K 1 2016-04-28
ECF Director 1,000 $11.60 $11.6K $7.8K 1 2016-04-28

Recent Filings · Page 8 of 8

72 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-06-27 GDL Buy (P) +10,000 $190.6K EDGAR
2007-05-30 GDL Buy (P) +5,000 $99.6K EDGAR
Showing 71–72 of 72
Page 8 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.