THOMAS E JR FAUST

CIK 1225367 · CEO · last filed 2023-08-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.7K

Companies

2

Total Filings

67

Lifetime Open-Market Net

$286.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETX 6,000 $19.12 $114.7K $274.9K 9 2023-08-08
Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted Director 10,800 $8.63 $93.2K $11.5K 2 2018-05-18

Recent Filings · Page 3 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-05-18 Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted $0 EDGAR
2018-05-01 Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted Buy (P) +1,200 $11.5K EDGAR
2017-11-07 Tax (F) −15,601 -$796.7K
2017-11-06 Tax (F) −5,175 -$264.1K
2017-11-03 Mixed +64,959 -$759.1K
2017-10-18 Mixed +3,945 -$90.2K
2017-10-04 Mixed +2,168 -$39.0K
2017-10-02 Mixed +2,322 -$56.9K
2017-09-25 Mixed +6,102 $287.1K
2016-11-07 Tax (F) −12,091 -$423.1K
Showing 2130 of 67
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.