THOMAS E JR FAUST

CIK 1225367 · CEO · last filed 2023-08-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.7K

Companies

2

Total Filings

67

Lifetime Open-Market Net

$286.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETX 6,000 $19.12 $114.7K $274.9K 9 2023-08-08
Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted Director 10,800 $8.63 $93.2K $11.5K 2 2018-05-18

Recent Filings · Page 4 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-11-04 Mixed +69,870 -$119.4K
2016-11-03 Mixed −23,173 -$807.3K
2016-11-01 Mixed +2,549 -$76.9K
2016-10-31 Mixed +31,433 -$75.0K
2015-11-05 Mixed +74,108 -$316.1K
2015-11-04 Mixed −30,684 -$1.11M
2015-11-03 Sell (S) −175,152 -$6.37M
2015-10-30 Mixed +60,407 -$409.7K
2014-11-05 Mixed +27,944 -$1.42M
2014-10-30 Mixed +71,183 -$1.44M
Showing 3140 of 67
Page 4 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.