THOMAS E JR FAUST

CIK 1225367 · CEO · last filed 2023-08-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$114.7K

Companies

2

Total Filings

67

Lifetime Open-Market Net

$286.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ETX 6,000 $19.12 $114.7K $274.9K 9 2023-08-08
Eaton Vance Floating-Rate 2022 Target Term Trust (EFL) Delisted Director 10,800 $8.63 $93.2K $11.5K 2 2018-05-18

Recent Filings · Page 5 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2014-09-26 ETX Buy (P) +2,000 $34.5K EDGAR
2014-09-25 ETX Buy (P) +2,000 $34.5K EDGAR
2014-09-16 ETX Buy (P) +2,000 $34.1K EDGAR
2014-09-11 ETX Buy (P) +2,000 $34.1K EDGAR
2014-09-11 ETX Buy (P) +2,000 $34.4K EDGAR
2014-09-11 ETX Buy (P) +2,000 $34.3K EDGAR
2014-09-11 ETX Buy (P) +2,000 $34.5K EDGAR
2014-09-11 ETX Buy (P) +2,000 $34.5K EDGAR
2013-11-05 Mixed +52,614 -$1.15M
2012-12-12 Mixed +83,390 -$1.89M
Showing 4150 of 67
Page 5 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.