JAMES B HAWKES
CIK 1225368 · Vice President · last filed 2023-07-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$81.51M
Companies
14
Total Filings
54
Lifetime Open-Market Net
$6.38M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| VCTR | Director | 807,290 | $100.47 | $81.11M | $6.22M | 33 | 2023-07-12 |
| EFT | Vice President | 4,500 | $10.67 | $48.0K | $0 | 1 | 2007-11-06 |
| ETJ | Vice President | 2,000 | $8.36 | $16.7K | $34.1K | 2 | 2007-11-06 |
| EVV | Vice President | 1,900 | $9.08 | $17.3K | $19.7K | 2 | 2007-11-06 |
| ETV | Vice President | 1,200 | $14.53 | $17.4K | $10.8K | 2 | 2007-11-06 |
| ETB | Vice President | 1,100 | $15.31 | $16.8K | $10.7K | 2 | 2007-11-06 |
| EVF | President | 19,000 | $4.95 | $94.0K | $0 | 2 | 2007-11-06 |
| EFR | Vice President | 4,500 | $10.56 | $47.5K | $69.6K | 2 | 2007-11-06 |
| Eaton Vance Credit Opportunities Fund (EOE) Delisted | Vice President | 5,300 | — | — | $21.8K | 2 | 2007-11-06 |
| ETG | Vice President | 500 | $22.89 | $11.4K | $0 | 1 | 2007-11-06 |
| ETW | Vice President | 500 | $9.38 | $4.7K | $0 | 1 | 2007-11-06 |
| EVN | Vice President | 9,900 | $10.55 | $104.4K | $0 | 1 | 2007-11-06 |
| EVG | Vice President | 600 | $10.53 | $6.3K | $0 | 1 | 2007-11-06 |
| EVT | Vice President | 700 | $27.85 | $19.5K | $0 | 1 | 2007-11-06 |
Recent Filings · Page 6 of 6
54 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-08-14 | EFR | Buy (P) | +4,000 | $69.6K | EDGAR |
| 2007-08-14 | EVV | Buy (P) | +1,300 | $19.7K | EDGAR |
| 2007-08-14 | ETV | Buy (P) | +600 | $10.8K | EDGAR |
| 2007-08-14 | ETB | Buy (P) | +600 | $10.7K | EDGAR |
Showing 51–54 of 54
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Page 6 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.