PAYSON F SWAFFIELD
CIK 1225381 · Vice President · last filed 2020-11-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$326.4K
Companies
5
Total Filings
29
Lifetime Open-Market Net
$400.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| EVF | 8,863 | $4.95 | $43.9K | $0 | 1 | 2020-11-02 | |
| EFR | Vice President | 9,060 | $10.56 | $95.7K | $100.1K | 2 | 2020-11-02 |
| EFT | Vice President | 8,969 | $10.67 | $95.7K | $99.8K | 2 | 2020-11-02 |
| EVV | President | 10,039 | $9.08 | $91.2K | $100.2K | 2 | 2020-11-02 |
| Eaton Vance Credit Opportunities Fund (EOE) Delisted | Vice President | 5,708 | — | — | $100.3K | 1 | 2007-11-01 |
Recent Filings · Page 3 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-11-06 | — | Sell (S) | −4,782 | -$138.4K | |
| 2012-11-06 | — | Grant (A) | — | $0 | |
| 2012-11-05 | — | Mixed | +41,262 | -$109.1K | |
| 2012-09-27 | — | Mixed | +38,353 | -$793.2K | |
| 2007-11-16 | — | — | — | $0 | |
| 2007-11-01 | EFT | Buy (P) | +6,124 | $99.8K | EDGAR |
| 2007-11-01 | Eaton Vance Credit Opportunities Fund (EOE) Delisted | Buy (P) | +5,708 | $100.3K | EDGAR |
| 2007-11-01 | EFR | Buy (P) | +6,180 | $100.1K | EDGAR |
| 2007-11-01 | EVV | Buy (P) | +6,321 | $100.2K | EDGAR |
Showing 21–29 of 29
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.