MITCHELL KERTZMAN

CIK 1228836 · last filed 2017-12-11

MITCHELL KERTZMAN is a corporate insider who has filed 11 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for MULE, was dated Dec 11, 2017. Across all open-market trades the lifetime net is −$1.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.7M across reported positions. 16 SEC filings were submitted jointly with John Hummer.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.72M

Companies

2

Total Filings

11

Lifetime Open-Market Net

-$1.61M

Filer Profile

Reported Address

PIER 33 SOUTH, THE EMBARCADERO
SUITE 300
SAN FRANCISCO, CA 94111

Related Filers

John Hummer — 16 joint filings, latest 2018-02-22

HUMMER WINBLAD VENTURE PARTNERS V LP — 15 joint filings, latest 2018-02-22

Hummer Winblad Equity Partners V, LLC — 15 joint filings, latest 2018-02-22

HUMMER WINBLAD VENTURE PARTNERS V A LP — 8 joint filings, latest 2017-09-25

Five9, Inc. — 7 joint filings, latest 2016-06-16

Omniture, Inc. — 7 joint filings, latest 2007-08-29

Mark Gorenberg — 5 joint filings, latest 2007-08-29

DOUGLAS T HICKEY — 5 joint filings, latest 2007-08-29

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MULESOFT, INC (MULE) Delisted	10%+ Owner	11,902,109	—	—	-$1.61M	4	2017-12-11
FIVN	Director	56,376	$30.53	$1.72M	$0	5	2016-06-16

Recent Filings

11 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-12-11	MULESOFT, INC (MULE) Delisted	Other (J)	−2,594,292	$0	EDGAR
2017-12-04	MULESOFT, INC (MULE) Delisted	Sell (S)	−70,000	-$1.61M	EDGAR
2017-11-29	MULESOFT, INC (MULE) Delisted	Other (J)	−6,485,744	$0	EDGAR
2017-11-01	MULESOFT, INC (MULE) Delisted	Other (J)	−3,242,872	$0	EDGAR
2016-06-16	FIVN	Other (J)	−7,055,838	$0	EDGAR
2016-05-16	FIVN	Other (J)	−500,000	$0	EDGAR
2016-03-15	FIVN	Other (J)	−450,000	$0	EDGAR
2016-03-11	FIVN	Other (J)	−400,000	$0	EDGAR
2015-05-19	FIVN	Grant (A)	+27,173	$0	EDGAR
2007-06-04	—	Sell (S)	−13,623	-$241.4K

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.