Hummer Winblad Equity Partners V, LLC

CIK 1367004 · last filed 2017-11-21

Hummer Winblad Equity Partners V, LLC is a corporate insider who has filed 4 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing, for MULE, was dated Nov 21, 2017. Across all open-market trades the lifetime net is −$4.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions. The firm reports its address in San Francisco, CA. 22 SEC filings were submitted jointly with HUMMER WINBLAD VENTURE PARTNERS V LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.59M

Companies

2

Total Filings

4

Lifetime Open-Market Net

-$4.24M

Filer Profile

Reported Address

PIER 33 SOUTH, THE EMBARCADERO
SUITE 300
SAN FRANCISCO, CA 94111

Phone

(415) 979-9600

State of Incorporation

Related Filers

HUMMER WINBLAD VENTURE PARTNERS V LP — 22 joint filings, latest 2018-02-22

John Hummer — 22 joint filings, latest 2018-02-22

HUMMER WINBLAD VENTURE PARTNERS V A LP — 15 joint filings, latest 2017-09-25

MITCHELL KERTZMAN — 15 joint filings, latest 2018-02-22

ANN L WINBLAD — 12 joint filings, latest 2016-06-16

Five9, Inc. — 7 joint filings, latest 2016-06-16

Mark Gorenberg — 5 joint filings, latest 2007-08-29

DOUGLAS T HICKEY — 5 joint filings, latest 2007-08-29

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MULESOFT, INC (MULE) Delisted	10%+ Owner	13,332,937	—	—	-$4.24M	3	2017-11-21
FIVN	10%+ Owner	52,173	$30.53	$1.59M	$0	1	2016-05-16

Recent Filings

4 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-11-21	MULESOFT, INC (MULE) Delisted	Other (J)	−4,540,024	$0	EDGAR
2017-11-15	MULESOFT, INC (MULE) Delisted	Mixed	−4,724,464	-$4.24M	EDGAR
2017-03-22	MULESOFT, INC (MULE) Delisted	Mixed	—	$0	EDGAR
2016-05-16	FIVN	Other (J)	−2,500,000	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.