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RAND C BERNEY

CIK 1234248 · Vice President and Controller · last filed 2022-01-24

RAND C BERNEY is a Vice President and Controller who has filed 36 SEC Form 4 insider transactions across 9 companies since 2007. The most recent filing shows the insider bought $1.5K of TEAF on Jan 24, 2022. Across all open-market trades the lifetime net is −$6.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.23M

Companies

9

Total Filings

36

Lifetime Open-Market Net

-$6.66M

Filer Profile

Reported Address
11550 ASH STREET, SUITE 300
LEAWOOD, KS 66211
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND (TEAF) Delisted Director 1,111 $12.21 $13.6K $1.5K 1 2022-01-24
Tortoise Midstream Energy Fund, Inc. (NTG) Delisted Director 735 $53.36 $39.2K $36.3K 4 2022-01-24
TPZ Director 2,092 $21.59 $45.2K $34.4K 4 2022-01-24
TYG Director 1,196 $42.46 $50.8K $49.5K 4 2022-01-24
TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) Delisted Director 1,292 $40.40 $52.2K $56.3K 5 2022-01-24
TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) Delisted Director 958 $47.61 $45.6K $35.7K 4 2022-01-24
TORTOISE ENERGY CAPITAL CORP (TYY) Delisted Director 153 — — $5.0K 1 2014-02-14
TORTOISE NORTH AMERICAN ENERGY CORP (TYN) Delisted Director 174 — — $5.0K 1 2014-02-14
COP Vice President and Controller 68,027 $134.26 $9.13M -$6.88M 9 2009-02-17

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-01-24 TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND (TEAF) Delisted Buy (P) +100 $1.5K EDGAR
2022-01-24 Tortoise Midstream Energy Fund, Inc. (NTG) Delisted Buy (P) +100 $3.3K EDGAR
2022-01-24 TPZ Buy (P) +100 $1.4K EDGAR
2022-01-24 TYG Buy (P) +100 $2.9K EDGAR
2022-01-24 TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) Delisted Buy (P) +100 $2.5K EDGAR
2022-01-24 TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) Delisted Buy (P) +100 $2.5K EDGAR
2020-07-20 — Buy (P) +1,000 $11.1K
2020-07-20 TPZ Buy (P) +884 $8.0K EDGAR
2020-07-13 TYG Buy (P) +719 $11.0K EDGAR
2020-07-13 Tortoise Midstream Energy Fund, Inc. (NTG) Delisted Buy (P) +494 $8.0K EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.