THOMAS PHD ADAMS

CIK 1234366 · Executive Chairman · last filed 2021-06-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$29.1K

Companies

7

Total Filings

51

Lifetime Open-Market Net

-$137.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CRDF Executive Chairman 18,875 $1.54 $29.1K $20.0K 3 2021-06-14
HEPA Director $0.08 $0 4 2021-05-20
Cardiff Oncology, Inc. (TROV) Delisted Chief Executive Officer 351,959 $0 5 2019-06-24
SYNERGY PHARMACEUTICALS, INC. (SGYP) Delisted Director 100,023 $0 3 2018-07-06
Cardiff Oncology, Inc. (TROVW) Delisted Director 330,686 -$157.2K 7 2017-01-05
SYNERGY PHARMACEUTICALS, INC. (SGYPW) Delisted Director $0 7 2016-06-29
LA JOLLA PHARMACEUTICAL CO (LJPC) Delisted Director $6.22 $0 2 2008-05-23

Recent Filings · Page 4 of 6

51 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-07-03 Mixed +112 -$2.0K
2012-04-03 Mixed +24 -$3.6K
2012-03-28 SYNERGY PHARMACEUTICALS, INC. (SGYPW) Delisted Grant (A) $0 EDGAR
2012-02-29 Grant (A) $0
2012-02-15 Grant (A) $0
2012-01-04 Mixed +26 -$2.5K
2011-10-03 Mixed +24 -$2.4K
2011-06-30 Mixed +26 -$2.7K
2011-06-20 Sell (S) −20,000 -$184.3K
2011-04-01 Tax (F) −183 -$1.7K
Showing 3140 of 51
Page 4 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.