THOMAS PHD ADAMS

CIK 1234366 · Executive Chairman · last filed 2021-06-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$29.1K

Companies

7

Total Filings

51

Lifetime Open-Market Net

-$137.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CRDF Executive Chairman 18,875 $1.54 $29.1K $20.0K 3 2021-06-14
HEPA Director $0.08 $0 4 2021-05-20
Cardiff Oncology, Inc. (TROV) Delisted Chief Executive Officer 351,959 $0 5 2019-06-24
SYNERGY PHARMACEUTICALS, INC. (SGYP) Delisted Director 100,023 $0 3 2018-07-06
Cardiff Oncology, Inc. (TROVW) Delisted Director 330,686 -$157.2K 7 2017-01-05
SYNERGY PHARMACEUTICALS, INC. (SGYPW) Delisted Director $0 7 2016-06-29
LA JOLLA PHARMACEUTICAL CO (LJPC) Delisted Director $6.22 $0 2 2008-05-23

Recent Filings · Page 5 of 6

51 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-03-24 Mixed +677 -$4.6K
2011-01-04 Tax (F) −160 -$1.6K
2010-10-01 Tax (F) −159 -$1.5K
2010-07-13 Tax (F) −1,226 -$13.2K
2010-02-25 Grant (A) $0
2009-02-24 Grant (A) +3,128 $0
2008-05-23 LA JOLLA PHARMACEUTICAL CO (LJPC) Delisted Grant (A) $0 EDGAR
2008-03-06 Grant (A) −3,798 $0
2007-09-20 Sell (S) −17,000 -$329.7K
2007-09-20 Gift (G) −3,000 $0
Showing 4150 of 51
Page 5 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.