STEVEN M CAPPAERT

CIK 1241204 · Corporate Controller · last filed 2021-12-03

STEVEN M CAPPAERT is a Corporate Controller who has filed 51 SEC Form 4 insider transactions across 1 company since 2012. Across all open-market trades the lifetime net is −$582.9K, making them a net seller over the disclosed history. 64 SEC filings were submitted jointly with Hawkeye Acquisition, Inc.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

51

Lifetime Open-Market Net

-$582.9K

Filer Profile

Related Filers

Hawkeye Acquisition, Inc. — 64 joint filings, latest 2021-12-03

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Hawkeye Acquisition, Inc. (PGRX) Delisted	Corporate Controller	255	—	—	-$582.9K	9	2013-08-14

Recent Filings

51 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $
2021-12-03	—	Mixed	−22,655	$0
2021-12-03	—	Disp (D)	−22,655	$0
2021-08-24	—	Mixed	+1,393	-$25.9K
2021-08-19	—	Grant (A)	—	$0
2020-08-26	—	Grant (A)	—	$0
2020-08-11	—	Mixed	+945	-$6.3K
2020-03-12	—	Buy (P)	+1,300	$30.4K
2019-09-18	—	Grant (A)	—	$0
2019-08-13	—	Mixed	+975	-$20.4K
2019-02-04	—	Mixed	+321	-$9.8K

Showing 1–10 of 51

Page 1 of 6 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.