STEVEN M CAPPAERT

CIK 1241204 · Corporate Controller · last filed 2021-12-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

51

Lifetime Open-Market Net

-$582.9K

Filer Profile

Related Filers
Hawkeye Acquisition, Inc. — 64 joint filings, latest 2021-12-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Hawkeye Acquisition, Inc. (PGRX) Delisted Corporate Controller 255 -$582.9K 9 2013-08-14

Recent Filings · Page 2 of 6

51 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-10-25 Grant (A) $0
2018-08-23 Grant (A) $0
2018-08-14 Mixed +1,114 -$24.2K
2017-12-01 Mixed +823 -$33.8K
2017-08-15 Mixed +1,066 -$30.3K
2017-05-04 Sell (S) −2,195 -$125.0K
2017-01-31 Mixed +525 -$26.9K
2016-12-08 Mixed -$10.5K
2016-08-18 Mixed −2,801 -$26.7K
2016-08-11 Grant (A) $0
Showing 1120 of 51
Page 2 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.