Insider transactions

Howard S Frank

CIK 1243482 · Vice Chairman & COO · last filed 2018-05-04

Howard S Frank is a Vice Chairman & COO who has filed 46 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $175.0K of JOE on May 4, 2018. Across all open-market trades the lifetime net is −$63.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.8M across reported positions. 35 SEC filings were submitted jointly with CARNIVAL PLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$7.78M
Companies
3
Total Filings
46
Lifetime Open-Market Net
-$63.78M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CCL price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers
CARNIVAL PLC — 35 joint filings, latest 2013-11-27
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JOE Director 30,000 $68.05 $2.04M $554.5K 2 2018-05-04
CCL Vice Chairman & COO 206,827 $27.74 $5.74M -$32.17M 22 2013-11-27
CARNIVAL PLC (CUK) Delisted Vice Chairman & COO 172,791 $27.47 $4.75M -$32.17M 22 2013-11-27

Recent Filings

46 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-04 JOE Buy (P) +10,000 $175.0K EDGAR
2017-12-14 JOE Buy (P) +20,000 $379.5K EDGAR
2013-11-27 CCL Mixed +47,098 $0 EDGAR
2013-11-27 CARNIVAL PLC (CUK) Delisted Mixed +47,098 $0 EDGAR
2013-11-25 CCL Mixed −54,589 -$1.89M EDGAR
2013-11-25 CARNIVAL PLC (CUK) Delisted Mixed −54,589 -$1.89M EDGAR
2013-07-18 CCL Mixed +4,671 -$122.4K EDGAR
2013-07-18 CARNIVAL PLC (CUK) Delisted Mixed +4,671 -$122.4K EDGAR
2013-01-17 CCL Mixed +48,812 $0 EDGAR
2013-01-17 CARNIVAL PLC (CUK) Delisted Mixed +48,812 -$1.08M EDGAR
Showing 1–10 of 46
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.