HOWARD S FRANK

CIK 1243482 · Vice Chairman & COO · last filed 2018-05-04

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.98M

Companies

3

Total Filings

46

Lifetime Open-Market Net

-$63.78M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JOE Director 30,000 $64.92 $1.95M $554.5K 2 2018-05-04
CCL Vice Chairman & COO 206,827 $29.18 $6.04M -$32.17M 22 2013-11-27
CARNIVAL PLC (CUK) Delisted Vice Chairman & COO 172,791 $27.47 $4.75M -$32.17M 22 2013-11-27

Recent Filings · Page 4 of 5

46 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-03-02 CCL Tax (F) −31,150 -$1.06M EDGAR
2010-03-02 CARNIVAL PLC (CUK) Delisted Tax (F) −31,150 -$1.06M EDGAR
2010-02-03 CARNIVAL PLC (CUK) Delisted Grant (A) +85,459 $0 EDGAR
2010-02-03 CCL Grant (A) +85,459 $0 EDGAR
2009-07-23 CCL Sell (S) −54,000 -$1.48M EDGAR
2009-07-23 CARNIVAL PLC (CUK) Delisted Sell (S) −54,000 -$1.48M EDGAR
2008-12-30 CARNIVAL PLC (CUK) Delisted Grant (A) +124,603 $0 EDGAR
2008-12-30 CCL Grant (A) +124,603 $0 EDGAR
2008-08-11 CARNIVAL PLC (CUK) Delisted Sell (S) −66,000 -$2.61M EDGAR
2008-08-11 CCL Sell (S) −66,000 -$2.61M EDGAR
Showing 3140 of 46
Page 4 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.