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ROGER HAWLEY

CIK 1257386 · Chief Executive Officer · last filed 2019-06-14

ROGER HAWLEY is a Chief Executive Officer who has filed 40 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for DARE, was dated Jun 14, 2019. Across all open-market trades the lifetime net is −$10.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $169.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$169.1K

Companies

5

Total Filings

40

Lifetime Open-Market Net

-$10.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DARE Director 90,413 $1.19 $107.1K $703.4K 5 2019-06-14
ZOGENIX, INC. (ZGNX) Delisted Director 10,575 $26.68 $282.1K -$11.29M 26 2019-04-02
CYPRESS BIOSCIENCE INC (CYPB) Delisted Director — — — $0 1 2010-01-06
TGEN Director 20,000 $3.10 $62.0K $0 3 2009-06-02
CYPRESS BIOSCIENCE INC (NSTR) Delisted Director 10,000 — — $116.9K 5 2009-01-07

Recent Filings

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-06-14 DARE Grant (A) — $0 EDGAR
2019-04-15 DARE Buy (P) +454,545 $500.0K EDGAR
2019-04-02 ZOGENIX, INC. (ZGNX) Delisted Mixed — -$506.0K EDGAR
2019-03-15 ZOGENIX, INC. (ZGNX) Delisted Sell (S) −60,000 -$3.18M EDGAR
2019-03-07 ZOGENIX, INC. (ZGNX) Delisted Mixed — -$96.6K EDGAR
2019-03-05 ZOGENIX, INC. (ZGNX) Delisted Mixed — -$75.1K EDGAR
2018-12-17 ZOGENIX, INC. (ZGNX) Delisted Sell (S) −20,000 -$826.9K EDGAR
2018-07-11 DARE Grant (A) — $0 EDGAR
2018-06-12 DARE Buy (P) +140,000 $203.4K EDGAR
2018-05-24 ZOGENIX, INC. (ZGNX) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 40
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.