ROGER HAWLEY
CIK 1257386 · Chief Executive Officer · last filed 2019-06-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$169.1K
Companies
5
Total Filings
40
Lifetime Open-Market Net
-$10.47M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DARE | Director | 90,413 | $1.19 | $107.1K | $703.4K | 5 | 2019-06-14 |
| ZOGENIX, INC. (ZGNX) Delisted | Director | 10,575 | $26.68 | $282.1K | -$11.29M | 26 | 2019-04-02 |
| CYPRESS BIOSCIENCE INC (CYPB) Delisted | Director | — | — | — | $0 | 1 | 2010-01-06 |
| TGEN | Director | 20,000 | $3.10 | $62.0K | $0 | 3 | 2009-06-02 |
| CYPRESS BIOSCIENCE INC (NSTR) Delisted | Director | 10,000 | — | — | $116.9K | 5 | 2009-01-07 |
Recent Filings · Page 2 of 4
40 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-03-14 | ZOGENIX, INC. (ZGNX) Delisted | Mixed | — | -$912.8K | EDGAR |
| 2017-12-11 | ZOGENIX, INC. (ZGNX) Delisted | Mixed | — | -$3.10M | EDGAR |
| 2017-07-21 | DARE | Grant (A) | +490,411 | $0 | EDGAR |
| 2017-05-23 | ZOGENIX, INC. (ZGNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-07-15 | ZOGENIX, INC. (ZGNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-12-18 | ZOGENIX, INC. (ZGNX) Delisted | Buy (P) | +10,000 | $137.4K | EDGAR |
| 2015-12-16 | ZOGENIX, INC. (ZGNX) Delisted | Buy (P) | +10,000 | $137.4K | EDGAR |
| 2015-06-19 | ZOGENIX, INC. (ZGNX) Delisted | Buy (P) | +50,000 | $79.5K | EDGAR |
| 2015-06-19 | ZOGENIX, INC. (ZGNX) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-06-19 | ZOGENIX, INC. (ZGNX) Delisted | Buy (P) | +140,000 | $183.7K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.