ROGER HAWLEY

CIK 1257386 · Chief Executive Officer · last filed 2019-06-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.31M

Companies

5

Total Filings

40

Lifetime Open-Market Net

-$10.47M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DARE Director 1,084,956 $2.02 $2.19M $703.4K 5 2019-06-14
ZOGENIX, INC. (ZGNX) Delisted Director 10,575 $26.68 $282.1K -$11.29M 26 2019-04-02
CYPRESS BIOSCIENCE INC (CYPB) Delisted Director $0 1 2010-01-06
TGEN Director 20,000 $5.73 $114.6K $0 3 2009-06-02
CYPRESS BIOSCIENCE INC (NSTR) Delisted Director 10,000 $116.9K 5 2009-01-07

Recent Filings · Page 3 of 4

40 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-06-17 ZOGENIX, INC. (ZGNX) Delisted Grant (A) +50,000 $79.5K EDGAR
2015-03-17 ZOGENIX, INC. (ZGNX) Delisted Grant (A) +140,000 $183.7K EDGAR
2014-03-26 ZOGENIX, INC. (ZGNX) Delisted Grant (A) $0 EDGAR
2013-06-20 ZOGENIX, INC. (ZGNX) Delisted Grant (A) +60,000 $0 EDGAR
2013-03-15 ZOGENIX, INC. (ZGNX) Delisted Grant (A) $0 EDGAR
2012-04-30 ZOGENIX, INC. (ZGNX) Delisted Grant (A) $0 EDGAR
2011-09-21 ZOGENIX, INC. (ZGNX) Delisted Buy (P) +50,000 $100.0K EDGAR
2011-03-03 ZOGENIX, INC. (ZGNX) Delisted Grant (A) $0 EDGAR
2010-12-08 ZOGENIX, INC. (ZGNX) Delisted Conv (C) +10,000 $0 EDGAR
2010-12-06 ZOGENIX, INC. (ZGNX) Delisted Buy (P) +10,000 $55.3K EDGAR
Showing 2130 of 40
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.