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HARRY D COHEN

CIK 1279778 · last filed 2019-12-31

HARRY D COHEN is a corporate insider who has filed 24 SEC Form 4 insider transactions across 5 companies since 2010. The most recent filing shows the insider sold $42.7K of CTR on Dec 31, 2019. Across all open-market trades the lifetime net is −$174.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $154.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$154.1K

Companies

5

Total Filings

24

Lifetime Open-Market Net

-$174.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 2,000 $40.25 $80.5K $44.7K 4 2019-12-31
EMO 0 $50.78 $0 $111.6K 7 2019-12-31
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted 1,443 $44.64 $64.4K -$377.6K 11 2019-12-02
SCD 10,000 $15.41 $154.1K $126.3K 1 2016-04-29
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted 0 — — -$79.5K 1 2014-12-12

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-12-31 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Sell (S) −5,000 -$42.7K EDGAR
2019-12-31 EMO Sell (S) −4,000 -$33.7K EDGAR
2019-12-02 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −7,234 -$71.7K EDGAR
2019-10-30 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −1,738 -$18.6K EDGAR
2018-12-13 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Grant (A) +15,000 $300.0K EDGAR
2018-12-12 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −58,784 -$661.5K EDGAR
2018-12-12 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −58,784 -$661.5K EDGAR
2016-04-29 SCD Buy (P) +10,000 $126.3K EDGAR
2015-12-09 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Sell (S) −10,000 -$112.5K EDGAR
2015-12-09 EMO Sell (S) −1,692 -$19.2K EDGAR
Showing 1–10 of 24
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.