THOMAS W BROCK

CIK 1280303 · Chief Executive Officer · last filed 2020-12-02

THOMAS W BROCK is a Chief Executive Officer who has filed 19 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider bought $33.4K of USA on Dec 2, 2020. Across all open-market trades the lifetime net is +$632.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $842.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$842.4K

Companies

4

Total Filings

19

Lifetime Open-Market Net

$632.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
USA 85,000 $5.74 $487.9K $334.0K 9 2020-12-02
ASG Director 60,124 $5.30 $318.7K $43.5K 1 2020-03-31
Silver Bay Realty Trust Corp. (SBY) Delisted Chief Executive Officer 171,750 $96.9K 6 2017-05-09
EDF 6,382 $5.62 $35.9K $158.2K 3 2011-08-10

Recent Filings

19 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-12-02 USA Buy (P) +5,000 $33.4K EDGAR
2020-11-09 USA Buy (P) +25,000 $161.2K EDGAR
2020-09-01 USA Buy (P) +6,254 $38.7K EDGAR
2020-07-01 USA Sell (S) −2,568 -$14.9K EDGAR
2020-03-31 ASG Buy (P) +10,024 $43.5K EDGAR
2019-04-23 USA Buy (P) +700 $4.5K EDGAR
2019-02-20 USA Buy (P) +800 $4.9K EDGAR
2018-11-14 USA Buy (P) +1,000 $6.2K EDGAR
2018-11-06 USA Buy (P) +15,000 $91.8K EDGAR
2017-05-09 Silver Bay Realty Trust Corp. (SBY) Delisted Mixed −36,375 $0 EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.