THOMAS W BROCK
CIK 1280303 · Chief Executive Officer · last filed 2020-12-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$832.2K
Companies
4
Total Filings
19
Lifetime Open-Market Net
$632.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| USA | 85,000 | $5.80 | $493.0K | $334.0K | 9 | 2020-12-02 | |
| ASG | Director | 60,124 | $5.09 | $306.0K | $43.5K | 1 | 2020-03-31 |
| Silver Bay Realty Trust Corp. (SBY) Delisted | Chief Executive Officer | 171,750 | — | — | $96.9K | 6 | 2017-05-09 |
| EDF | 6,382 | $5.19 | $33.1K | $158.2K | 3 | 2011-08-10 |
Recent Filings · Page 2 of 2
19 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-01-31 | Silver Bay Realty Trust Corp. (SBY) Delisted | Grant (A) | +17,836 | $0 | EDGAR |
| 2015-05-21 | Silver Bay Realty Trust Corp. (SBY) Delisted | Grant (A) | +3,222 | $0 | EDGAR |
| 2013-05-24 | Silver Bay Realty Trust Corp. (SBY) Delisted | Grant (A) | +4,164 | $0 | EDGAR |
| 2013-03-11 | Silver Bay Realty Trust Corp. (SBY) Delisted | Buy (P) | +5,000 | $96.9K | EDGAR |
| 2012-12-21 | Silver Bay Realty Trust Corp. (SBY) Delisted | Grant (A) | +2,703 | $0 | EDGAR |
| 2011-08-10 | EDF | Buy (P) | +1,750 | $41.2K | EDGAR |
| 2011-03-16 | EDF | Buy (P) | +3,000 | $69.0K | EDGAR |
| 2011-03-11 | EDF | Buy (P) | +2,000 | $48.0K | EDGAR |
| 2008-01-10 | USA | Buy (P) | +1,461 | $8.2K | EDGAR |
Showing 11–19 of 19
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.