GREAT POINT PARTNERS LLC

CIK 1281446 · last filed 2015-03-18

GREAT POINT PARTNERS LLC is a corporate insider who has filed 20 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for BVX, was dated Mar 18, 2015. Across all open-market trades the lifetime net is −$34.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $86.6M across reported positions. The firm reports its address in Greenwich, CT. 56 SEC filings were submitted jointly with JEFFREY R JAY.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$86.59M

Companies

5

Total Filings

20

Lifetime Open-Market Net

-$34.53M

Filer Profile

Reported Address
165 MASON STREET, 3RD FLOOR
GREENWICH, CT 06830
Phone
(203) 971-3300
State of Incorporation
DE
Related Filers
JEFFREY R JAY — 56 joint filings, latest 2018-09-14
DAVID KROIN — 41 joint filings, latest 2018-09-14
Scott Richard Davidson — 6 joint filings, latest 2013-11-19
Joseph F Pesce — 6 joint filings, latest 2013-11-19
GREAT POINT PARTNERS I LP — 4 joint filings, latest 2015-07-16
Great Point Partners I GP, LLC — 4 joint filings, latest 2015-07-16
Ian Sheffield — 4 joint filings, latest 2015-11-23
ABIOMED INC — 3 joint filings, latest 2009-02-17
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Apyx Medical Corp (BVX) Delisted 480,000 $0 2 2015-03-18
CONNECTURE INC (CNXR) Delisted 10%+ Owner 5,898,851 -$19.00M 1 2014-12-17
ALBIREO PHARMA, INC. (BIOD) Delisted Director 36,414 -$1.59M 9 2010-01-13
MEMY 10%+ Owner 5,330,339 $16.24 $86.59M -$6.63M 3 2007-11-06
INSPIRE PHARMACEUTICALS INC (ISPH) Delisted 10%+ Owner 2,216,700 -$7.31M 1 2007-01-18

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-18 Apyx Medical Corp (BVX) Delisted Mixed +960,000 $2.40M EDGAR
2014-12-17 CONNECTURE INC (CNXR) Delisted Mixed +33,017,790 -$19.00M EDGAR
2014-09-15 Apyx Medical Corp (BVX) Delisted Grant (A) $0 EDGAR
2013-11-19 Conv (C) +1,799,786 $0
2013-08-29 Mixed $0
2013-04-03 Grant (A) $0
2010-01-13 ALBIREO PHARMA, INC. (BIOD) Delisted Sell (S) −138,420 -$696.9K EDGAR
2009-10-19 ALBIREO PHARMA, INC. (BIOD) Delisted Sell (S) −29,200 -$147.6K EDGAR
2009-10-15 ALBIREO PHARMA, INC. (BIOD) Delisted Sell (S) −33,800 -$176.5K EDGAR
2009-10-13 ALBIREO PHARMA, INC. (BIOD) Delisted Sell (S) −26,926 -$139.9K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.