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DOUGLAS J PEEBLES

CIK 1285665 · Portfolio Manager · last filed 2020-03-16

DOUGLAS J PEEBLES is a Portfolio Manager who has filed 20 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $72.3K of AWF on Mar 16, 2020. Across all open-market trades the lifetime net is +$2.2M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $11.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.27M

Companies

4

Total Filings

20

Lifetime Open-Market Net

$2.20M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWF Portfolio Manager 48,876 $10.08 $492.7K $514.7K 4 2020-03-16
AFB Senior Vice President 200,000 $10.91 $2.18M $2.59M 5 2014-09-22
ALLIANCEBERNSTEIN INCOME FUND INC (ACG) Delisted Vice President 61,800 — — $748.4K 2 2013-06-14
AB CIO and Head, AB Fixed Income 231,294 $37.15 $8.59M -$1.66M 9 2009-12-17

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-16 AWF Buy (P) +7,876 $72.3K EDGAR
2020-03-16 AWF Buy (P) +1,000 $9.3K EDGAR
2015-12-14 AWF Buy (P) +20,000 $212.3K EDGAR
2015-08-26 AWF Buy (P) +20,000 $220.8K EDGAR
2014-09-22 AFB Buy (P) +15,000 $203.6K EDGAR
2014-09-18 AFB Buy (P) +50,000 $676.0K EDGAR
2014-09-17 AFB Buy (P) +35,000 $469.0K EDGAR
2013-11-22 AFB Buy (P) +58,600 $727.8K EDGAR
2013-10-15 AFB Buy (P) +41,400 $516.6K EDGAR
2013-06-14 ALLIANCEBERNSTEIN INCOME FUND INC (ACG) Delisted Buy (P) +64,000 $475.5K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.