DOUGLAS J PEEBLES
CIK 1285665 · Portfolio Manager · last filed 2020-03-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11.27M
Companies
4
Total Filings
20
Lifetime Open-Market Net
$2.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AWF | Portfolio Manager | 48,876 | $10.08 | $492.7K | $514.7K | 4 | 2020-03-16 |
| AFB | Senior Vice President | 200,000 | $10.91 | $2.18M | $2.59M | 5 | 2014-09-22 |
| ALLIANCEBERNSTEIN INCOME FUND INC (ACG) Delisted | Vice President | 61,800 | — | — | $748.4K | 2 | 2013-06-14 |
| AB | CIO and Head, AB Fixed Income | 231,294 | $37.15 | $8.59M | -$1.66M | 9 | 2009-12-17 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-12-16 | ALLIANCEBERNSTEIN INCOME FUND INC (ACG) Delisted | Buy (P) | +36,000 | $272.9K | EDGAR |
| 2009-12-17 | AB | Grant (A) | +136,738 | $3.66M | EDGAR |
| 2009-01-27 | AB | Grant (A) | +26,686 | $455.0K | EDGAR |
| 2008-12-03 | AB | Tax (F) | −722 | -$11.6K | EDGAR |
| 2008-01-29 | AB | Grant (A) | +11,140 | $706.5K | EDGAR |
| 2007-12-10 | AB | Mixed | — | -$635.7K | EDGAR |
| 2007-12-04 | AB | Tax (F) | −745 | -$61.1K | EDGAR |
| 2007-09-05 | AB | Mixed | — | -$653.9K | EDGAR |
| 2007-02-12 | AB | Grant (A) | +5,212 | $469.5K | EDGAR |
| 2007-02-02 | AB | Tax (F) | −4,322 | -$389.4K | EDGAR |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.