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WESTERN INVESTMENT LLC

CIK 1286207 · last filed 2010-08-12

WESTERN INVESTMENT LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 3 companies since 2009. The most recent filing shows the insider bought $820.1K of DRP on Aug 12, 2010. Across all open-market trades the lifetime net is +$4.0M, making them a net buyer over the disclosed history. The firm reports its address in Salt Lake City, UT. 28 SEC filings were submitted jointly with ARTHUR D LIPSON.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

8

Lifetime Open-Market Net

$4.01M

Filer Profile

Reported Address
P.O. BOX 71279
SALT LAKE CITY, UT 84171-0279
Phone
(801) 568-1400
State of Incorporation
DE
Related Filers
ARTHUR D LIPSON — 28 joint filings, latest 2011-05-12
Western Investment Hedged Partners L.P. — 27 joint filings, latest 2011-05-12
Western Investment Total Return Fund Ltd. — 27 joint filings, latest 2011-05-12
Western Investment Total Return Partners L.P. — 27 joint filings, latest 2011-05-12
Cohen & Co Inc. — 25 joint filings, latest 2006-11-15
Western Investment Activism Partners LLC — 25 joint filings, latest 2011-05-12
Macquarie Global Infrastructure Total Return Fund Inc. — 17 joint filings, latest 2012-12-24
ANWORTH MORTGAGE ASSET CORP — 9 joint filings, latest 2014-06-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted 10%+ Owner 1,400 — — $978.0K 2 2010-08-12
DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted 10%+ Owner 531,907 — — $1.41M 3 2010-02-18
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted 10%+ Owner 33,652 — — $1.62M 3 2009-07-23

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-08-12 DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted Buy (P) +54,000 $820.1K EDGAR
2010-07-09 DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted Buy (P) +11,400 $157.9K EDGAR
2010-02-18 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +400 $3.2K EDGAR
2009-07-23 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted Buy (P) +58,878 $670.0K EDGAR
2009-07-10 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted Sell (S) — $0 EDGAR
2009-07-07 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted Mixed +86,400 $953.8K EDGAR
2009-06-29 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +18,000 $125.2K EDGAR
2009-05-28 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +180,258 $1.28M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.