Arthur D Lipson
CIK 1257108 · last filed 2020-12-23
Arthur D Lipson is a corporate insider who has filed 23 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for MVCD, was dated Dec 23, 2020. Across all open-market trades the lifetime net is −$6.7M, making them a net seller over the disclosed history. 28 SEC filings were submitted jointly with WESTERN INVESTMENT LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GCS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
POB 71869
SALT LAKE CITY, UT 84171
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MVC CAPITAL, INC. (MVCD) Delisted | Director | 0 | — | — | $0 | 1 | 2020-12-23 |
| DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted | 10%+ Owner | 34,000 | — | — | $44.7K | 1 | 2010-08-17 |
| DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | 10%+ Owner | 549,603 | — | — | -$9.68M | 7 | 2010-04-27 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | 10%+ Owner | 15,942 | — | — | $2.93M | 2 | 2009-07-20 |
| PBF | Director | — | $74.19 | — | $0 | 12 | 2008-01-08 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-12-23 | MVC CAPITAL, INC. (MVCD) Delisted | Disp (D) | −202,123 | $0 | EDGAR |
| 2010-08-17 | DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted | Buy (P) | +3,000 | $44.7K | EDGAR |
| 2010-04-27 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +300 | $2.7K | EDGAR |
| 2010-03-30 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +4,500 | $36.7K | EDGAR |
| 2010-02-09 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +6,675 | $50.2K | EDGAR |
| 2010-01-26 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +4,400 | $35.3K | EDGAR |
| 2009-12-11 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +1,400 | $11.4K | EDGAR |
| 2009-11-25 | DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted | Buy (P) | +2,000 | $16.8K | EDGAR |
| 2009-07-20 | MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | Buy (P) | +55,782 | $627.8K | EDGAR |
| 2009-07-06 | MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | Mixed | +210,000 | $2.31M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.