Home

ARTHUR D LIPSON

CIK 1257108 · last filed 2020-12-23

ARTHUR D LIPSON is a corporate insider who has filed 23 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for MVCD, was dated Dec 23, 2020. Across all open-market trades the lifetime net is −$6.7M, making them a net seller over the disclosed history. 28 SEC filings were submitted jointly with WESTERN INVESTMENT LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

5

Total Filings

23

Lifetime Open-Market Net

-$6.70M

Filer Profile

Reported Address
C/O WESTERN INVESTMENT LLC
POB 71869
SALT LAKE CITY, UT 84171
Related Filers
WESTERN INVESTMENT LLC — 28 joint filings, latest 2011-05-12
Western Investment Hedged Partners L.P. — 27 joint filings, latest 2011-05-12
Western Investment Total Return Fund Ltd. — 27 joint filings, latest 2011-05-12
Western Investment Total Return Partners L.P. — 27 joint filings, latest 2011-05-12
Western Investment Activism Partners LLC — 25 joint filings, latest 2011-05-12
MVC CAPITAL, INC. — 2 joint filings, latest 2020-12-23
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MVC CAPITAL, INC. (MVCD) Delisted Director 0 — — $0 1 2020-12-23
DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted 10%+ Owner 34,000 — — $44.7K 1 2010-08-17
DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted 10%+ Owner 549,603 — — -$9.68M 7 2010-04-27
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted 10%+ Owner 15,942 — — $2.93M 2 2009-07-20
PBF Director — $78.30 — $0 12 2008-01-08

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-12-23 MVC CAPITAL, INC. (MVCD) Delisted Disp (D) −202,123 $0 EDGAR
2010-08-17 DWS RREEF WORLD REAL ESTATE FUND, INC. (DRP) Delisted Buy (P) +3,000 $44.7K EDGAR
2010-04-27 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +300 $2.7K EDGAR
2010-03-30 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +4,500 $36.7K EDGAR
2010-02-09 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +6,675 $50.2K EDGAR
2010-01-26 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +4,400 $35.3K EDGAR
2009-12-11 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +1,400 $11.4K EDGAR
2009-11-25 DWS ENHANCED COMMODITY STRATEGY FUND, INC. (GCS) Delisted Buy (P) +2,000 $16.8K EDGAR
2009-07-20 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted Buy (P) +55,782 $627.8K EDGAR
2009-07-06 MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted Mixed +210,000 $2.31M EDGAR
Showing 1–10 of 23
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.