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MVC CAPITAL, INC.

CIK 1099941 · last filed 2020-07-17

MVC CAPITAL, INC. is a corporate insider who has filed 4 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing shows the insider sold $3.8M of EQS on Jul 17, 2020. Across all open-market trades the lifetime net is −$7.9M, making them a net seller over the disclosed history. The firm reports its address in Purchase, NY. 89 SEC filings were submitted jointly with J CARLO CANNELL.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

4

Lifetime Open-Market Net

-$7.86M

Filer Profile

Reported Address
RIVERVIEW AT PURCHASE
287 BOWMAN AVENUE, 3RD FLOOR
PURCHASE, NY 10577
Phone
(914) 701-0310
State of Incorporation
DE
Formerly Known As
MEVC DRAPER FISHER JURVETSON FUND I INC (1999–2004)
MEVC DRAPER FISHER JURVESTON FUND I INC (1999–2003)
Related Filers
J CARLO CANNELL — 89 joint filings, latest 2009-05-06
ROBERT C KNAPP — 35 joint filings, latest 2020-12-23
MICHAEL T TOKARZ — 33 joint filings, latest 2020-12-23
PHILLIP GOLDSTEIN — 31 joint filings, latest 2020-12-23
GERALD HELLERMAN — 29 joint filings, latest 2020-12-23
Karpus Management, Inc. — 25 joint filings, latest 2017-12-08
BRUCE W SHEWMAKER — 21 joint filings, latest 2014-09-18
WYNNEFIELD PARTNERS SMALL CAP VALUE LP — 20 joint filings, latest 2020-05-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQS 10%+ Owner 0 $0.96 $0 -$7.86M 4 2020-07-17

Recent Filings

4 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-07-17 EQS Sell (S) −3,228,024 -$3.78M EDGAR
2019-08-13 EQS Sell (S) −608,310 -$985.5K EDGAR
2019-07-30 EQS Sell (S) −608,310 -$1.03M EDGAR
2019-07-26 EQS Mixed — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.