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Karpus Management, Inc.

CIK 1048703 · last filed 2010-11-24

Karpus Management, Inc. is a corporate insider who has filed 31 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $30.7K of PMO on Nov 24, 2010. Across all open-market trades the lifetime net is −$147.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.14M

Companies

4

Total Filings

31

Lifetime Open-Market Net

-$147.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PMO 10%+ Owner 204,377 $10.46 $2.14M $767.7K 20 2010-11-24
SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted 10%+ Owner 0 — — -$964.8K 9 2010-01-29
INVESTMENT GRADE MUNICIPAL INCOME FUND (PPM) Delisted 10%+ Owner 27,549 — — $49.4K 1 2009-10-20
ACM MANAGED INCOME FUND INC /NY/ (AMF) Delisted 10%+ Owner 3,776,788 — — $0 1 2007-03-05

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-11-24 PMO Buy (P) +2,700 $30.7K EDGAR
2010-11-15 PMO Buy (P) +5,900 $68.2K EDGAR
2010-11-15 PMO Buy (P) +800 $9.2K EDGAR
2010-01-29 SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted Sell (S) −100,450 -$1.42M EDGAR
2009-12-03 SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted Buy (P) +10,100 $138.2K EDGAR
2009-12-03 SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted Buy (P) +2,318 $31.9K EDGAR
2009-10-20 INVESTMENT GRADE MUNICIPAL INCOME FUND (PPM) Delisted Buy (P) +3,600 $49.4K EDGAR
2009-10-16 PMO Buy (P) +400 $4.6K EDGAR
2009-10-16 PMO Buy (P) +600 $6.9K EDGAR
2009-10-16 PMO Buy (P) +3,000 $34.3K EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.