Karpus Management, Inc.
CIK 1048703 · last filed 2010-11-24
Karpus Management, Inc. is a corporate insider who has filed 31 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $30.7K of PMO on Nov 24, 2010. Across all open-market trades the lifetime net is −$147.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions. The firm reports its address in Pittsford, NY. 25 SEC filings were submitted jointly with MVC CAPITAL, INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PIF price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
PITTSFORD, NY 14534
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PMO | 10%+ Owner | 204,377 | $9.91 | $2.03M | $767.7K | 20 | 2010-11-24 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | 10%+ Owner | 0 | — | — | -$964.8K | 9 | 2010-01-29 |
| INVESTMENT GRADE MUNICIPAL INCOME FUND (PPM) Delisted | 10%+ Owner | 27,549 | — | — | $49.4K | 1 | 2009-10-20 |
| ACM MANAGED INCOME FUND INC /NY/ (AMF) Delisted | 10%+ Owner | 3,776,788 | — | — | $0 | 1 | 2007-03-05 |
Recent Filings
31 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-11-24 | PMO | Buy (P) | +2,700 | $30.7K | EDGAR |
| 2010-11-15 | PMO | Buy (P) | +5,900 | $68.2K | EDGAR |
| 2010-11-15 | PMO | Buy (P) | +800 | $9.2K | EDGAR |
| 2010-01-29 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Sell (S) | −100,450 | -$1.42M | EDGAR |
| 2009-12-03 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +10,100 | $138.2K | EDGAR |
| 2009-12-03 | SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Buy (P) | +2,318 | $31.9K | EDGAR |
| 2009-10-20 | INVESTMENT GRADE MUNICIPAL INCOME FUND (PPM) Delisted | Buy (P) | +3,600 | $49.4K | EDGAR |
| 2009-10-16 | PMO | Buy (P) | +400 | $4.6K | EDGAR |
| 2009-10-16 | PMO | Buy (P) | +600 | $6.9K | EDGAR |
| 2009-10-16 | PMO | Buy (P) | +3,000 | $34.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.