George W Karpus
CIK 1223048 · last filed 2020-10-14
George W Karpus is a corporate insider who has filed 10 SEC Form 4 insider transactions across 7 companies since 2019. The most recent filing, for DTF, was dated Oct 14, 2020. Across all open-market trades the lifetime net is −$123.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.3M across reported positions. 17 SEC filings were submitted jointly with Karpus Management, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
EIM price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DTF | 209,835 | $11.40 | $2.39M | $0 | 1 | 2020-10-14 | |
| WIA | 25,525 | $7.69 | $196.2K | $0 | 1 | 2020-10-14 | |
| Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | 13,125 | $12.80 | $168.1K | $0 | 1 | 2020-10-14 | |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | 5,996 | $6.51 | $39.0K | $0 | 1 | 2020-10-14 | |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted | 0 | — | — | $0 | 1 | 2020-10-14 | |
| EIM | 10%+ Owner | 418,419 | $8.94 | $3.74M | $119.4K | 4 | 2020-08-03 |
| Lazard World Dividend & Income Fund, Inc. (LOR) Delisted | 10%+ Owner | 23,803 | — | — | -$242.9K | 1 | 2019-09-11 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-10-14 | DTF | — | — | $0 | EDGAR |
| 2020-10-14 | WIA | — | — | $0 | EDGAR |
| 2020-10-14 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | — | — | $0 | EDGAR |
| 2020-10-14 | FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | — | — | $0 | EDGAR |
| 2020-10-14 | DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted | — | — | $0 | EDGAR |
| 2020-08-03 | EIM | Sell (S) | −77,932 | -$1.09M | EDGAR |
| 2020-06-18 | EIM | Sell (S) | −34,188 | -$432.7K | EDGAR |
| 2019-12-23 | EIM | Sell (S) | −103,050 | -$1.41M | EDGAR |
| 2019-09-11 | Lazard World Dividend & Income Fund, Inc. (LOR) Delisted | Sell (S) | −24,288 | -$242.9K | EDGAR |
| 2019-06-13 | EIM | Sell (S) | +227,772 | $3.05M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.