GEORGE W KARPUS

CIK 1223048 · last filed 2020-10-14

GEORGE W KARPUS is a corporate insider who has filed 10 SEC Form 4 insider transactions across 7 companies since 2019. The most recent filing, for DTF, was dated Oct 14, 2020. Across all open-market trades the lifetime net is −$123.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$6.64M

Companies

7

Total Filings

10

Lifetime Open-Market Net

-$123.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DTF		209,835	$11.47	$2.41M	$0	1	2020-10-14
WIA		25,525	$7.96	$203.2K	$0	1	2020-10-14
Pioneer Diversified High Income Fund, Inc. (HNW) Delisted		13,125	$12.80	$168.1K	$0	1	2020-10-14
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted		5,996	$6.51	$39.0K	$0	1	2020-10-14
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted		0	—	—	$0	1	2020-10-14
EIM	10%+ Owner	418,419	$9.63	$4.03M	$119.4K	4	2020-08-03
Lazard World Dividend & Income Fund, Inc. (LOR) Delisted	10%+ Owner	23,803	—	—	-$242.9K	1	2019-09-11

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-10-14	DTF	—	—	$0	EDGAR
2020-10-14	WIA	—	—	$0	EDGAR
2020-10-14	Pioneer Diversified High Income Fund, Inc. (HNW) Delisted	—	—	$0	EDGAR
2020-10-14	FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted	—	—	$0	EDGAR
2020-10-14	DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted	—	—	$0	EDGAR
2020-08-03	EIM	Sell (S)	−77,932	-$1.09M	EDGAR
2020-06-18	EIM	Sell (S)	−34,188	-$432.7K	EDGAR
2019-12-23	EIM	Sell (S)	−103,050	-$1.41M	EDGAR
2019-09-11	Lazard World Dividend & Income Fund, Inc. (LOR) Delisted	Sell (S)	−24,288	-$242.9K	EDGAR
2019-06-13	EIM	Sell (S)	+227,772	$3.05M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.