GERALD HELLERMAN
CIK 1222911 · CCO · last filed 2026-01-27
GERALD HELLERMAN is a CCO who has filed 92 SEC Form 4 insider transactions across 9 companies since 2007. The most recent filing shows the insider disposed of $12.0K of SWZ on Jan 27, 2026. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $946.9K across reported positions. 29 SEC filings were submitted jointly with MVC CAPITAL, INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$946.9K
9
92
$1.06M
Filer Profile
BOCA RATON, FL 33496
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SWZ | Director | 3,527 | $5.92 | $20.9K | $47.3K | 10 | 2026-01-27 |
| PCF | Director | 37,000 | $5.48 | $202.8K | $188.3K | 17 | 2024-12-30 |
| SPE | Director | 54,299 | $13.32 | $723.3K | $692.4K | 33 | 2022-04-07 |
| MVC CAPITAL, INC. (MVCD) Delisted | Director | 0 | — | — | $46.8K | 5 | 2020-12-23 |
| EMERGENT CAPITAL, INC. (EMG) Delisted | Director | 60,324 | — | — | $19.5K | 2 | 2016-06-03 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | Director | 47,652 | — | — | $28.0K | 5 | 2015-06-26 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | Chief Compliance Officer & CFO | 2,250 | — | — | -$15.3K | 1 | 2012-06-29 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 4,000 | — | — | $54.2K | 1 | 2010-03-16 |
| AIRNET SYSTEMS INC (ANS) Delisted | Director | — | — | — | $0 | 2 | 2008-01-11 |
Recent Filings
92 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-01-27 | SWZ | Disp (D) | −1,755 | -$12.0K | EDGAR |
| 2025-04-03 | SWZ | Sell (S) | −41 | -$379 | EDGAR |
| 2024-12-30 | PCF | Sell (S) | −259 | -$1.7K | EDGAR |
| 2024-12-23 | PCF | Buy (P) | +2,000 | $12.7K | EDGAR |
| 2024-12-18 | PCF | Buy (P) | +30,934 | $203.9K | EDGAR |
| 2024-12-16 | PCF | Disp (D) | −38,142 | -$269.7K | EDGAR |
| 2024-08-19 | PCF | Exer (M) | +2,441 | $15.8K | EDGAR |
| 2024-06-06 | PCF | Buy (P) | +100 | $681 | EDGAR |
| 2022-04-07 | SPE | Mixed | +267 | -$870 | EDGAR |
| 2022-03-03 | SWZ | Buy (P) | +1,000 | $8.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.