GERALD HELLERMAN
CIK 1222911 · CCO · last filed 2026-01-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.56M
Companies
12
Total Filings
92
Lifetime Open-Market Net
$1.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SWZ | Director | 3,527 | $5.93 | $20.9K | $47.3K | 10 | 2026-01-27 |
| PCF | Director | 37,000 | $5.58 | $206.5K | $188.3K | 17 | 2024-12-30 |
| SPEpC | Director | 42,484 | $24.85 | $1.06M | $107.2K | 2 | 2022-04-07 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted | Director | 49,388 | — | — | $334.3K | 16 | 2021-09-21 |
| MVC CAPITAL, INC. (MVCD) Delisted | Director | 0 | — | — | $46.8K | 5 | 2020-12-23 |
| EMERGENT CAPITAL, INC. (EMG) Delisted | Director | 60,324 | — | — | $19.5K | 2 | 2016-06-03 |
| SPE | CCO and CFO | 20,608 | $13.61 | $280.4K | $182.8K | 12 | 2016-03-04 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | Director | 47,652 | — | — | $28.0K | 5 | 2015-06-26 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEp) Delisted | CCO and CFO | 10,654 | — | — | $68.2K | 3 | 2014-01-07 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | Chief Compliance Officer & CFO | 2,250 | — | — | -$15.3K | 1 | 2012-06-29 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 4,000 | — | — | $54.2K | 1 | 2010-03-16 |
| AIRNET SYSTEMS INC (ANS) Delisted | Director | — | — | — | $0 | 2 | 2008-01-11 |
Recent Filings · Page 2 of 10
92 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-01-28 | SPEpC | Buy (P) | +1,670 | $24.4K | EDGAR |
| 2022-01-24 | PCF | Buy (P) | +700 | $5.8K | EDGAR |
| 2021-11-03 | PCF | Exer (M) | +19,072 | $159.4K | EDGAR |
| 2021-09-21 | SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted | Buy (P) | +2,472 | $37.5K | EDGAR |
| 2021-09-20 | PCF | Sell (S) | −9,000 | -$90.0K | EDGAR |
| 2021-07-20 | SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted | Buy (P) | +1,000 | $15.0K | EDGAR |
| 2021-02-04 | PCF | Exer (M) | +11,183 | $92.1K | EDGAR |
| 2020-12-23 | MVC CAPITAL, INC. (MVCD) Delisted | Disp (D) | −68,000 | $0 | EDGAR |
| 2020-12-17 | SPECIAL OPPORTUNITIES FUND, INC. (SPEr) Delisted | Disp (D) | — | $0 | EDGAR |
| 2020-11-02 | PCF | Buy (P) | +2,000 | $14.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.