GERALD HELLERMAN
CIK 1222911 · CCO · last filed 2026-01-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$927.7K
Companies
9
Total Filings
92
Lifetime Open-Market Net
$1.06M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SWZ | Director | 3,527 | $5.91 | $20.8K | $47.3K | 10 | 2026-01-27 |
| PCF | Director | 37,000 | $5.30 | $196.1K | $188.3K | 17 | 2024-12-30 |
| SPE | Director | 54,299 | $13.09 | $710.8K | $692.4K | 33 | 2022-04-07 |
| MVC CAPITAL, INC. (MVCD) Delisted | Director | 0 | — | — | $46.8K | 5 | 2020-12-23 |
| EMERGENT CAPITAL, INC. (EMG) Delisted | Director | 60,324 | — | — | $19.5K | 2 | 2016-06-03 |
| EMERGENT CAPITAL, INC. (IFT) Delisted | Director | 47,652 | — | — | $28.0K | 5 | 2015-06-26 |
| SPECIAL OPPORTUNITIES FUND, INC. (SPEFR) Delisted | Chief Compliance Officer & CFO | 2,250 | — | — | -$15.3K | 1 | 2012-06-29 |
| SPECIAL OPPORTUNITIES FUND, INC. (PIF) Delisted | Director | 4,000 | — | — | $54.2K | 1 | 2010-03-16 |
| AIRNET SYSTEMS INC (ANS) Delisted | Director | — | — | — | $0 | 2 | 2008-01-11 |
Recent Filings · Page 3 of 10
92 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-10-28 | SPE | Buy (P) | +2,000 | $23.0K | EDGAR |
| 2020-09-15 | PCF | Buy (P) | +50 | $413 | EDGAR |
| 2020-04-07 | SPE | Buy (P) | +1,000 | $8.7K | EDGAR |
| 2020-04-06 | PCF | Buy (P) | +1,000 | $5.9K | EDGAR |
| 2020-04-03 | SWZ | Buy (P) | +1,000 | $6.9K | EDGAR |
| 2020-03-10 | SPE | Buy (P) | +1,000 | $12.5K | EDGAR |
| 2020-03-02 | SWZ | Buy (P) | +1,000 | $8.0K | EDGAR |
| 2019-10-24 | PCF | Buy (P) | +1,750 | $14.8K | EDGAR |
| 2019-10-10 | MVC CAPITAL, INC. (MVCD) Delisted | Buy (P) | +1,000 | $8.9K | EDGAR |
| 2019-10-09 | PCF | Buy (P) | +1,000 | $8.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.