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James Edward Canty

CIK 1298578 · last filed 2015-03-30

James Edward Canty is a corporate insider who has filed 33 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $45.6K of GLQ on Mar 30, 2015. Across all open-market trades the lifetime net is +$1.8M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $900.3K across reported positions. 13 SEC filings were submitted jointly with Clough Global Allocation Fund.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$900.3K

Companies

3

Total Filings

33

Lifetime Open-Market Net

$1.77M

Filer Profile

Reported Address
ONE POST OFFICE SQUARE
40TH FLOOR
BOSTON, MA 02109
Related Filers
Clough Global Allocation Fund — 13 joint filings, latest 2015-12-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GLQ 99,492 $7.92 $788.0K $1.48M 20 2015-03-30
GLO Director 11,250 $5.62 $63.2K $215.3K 8 2013-12-27
GLV Director 8,083 $6.07 $49.1K $78.6K 5 2013-12-26

Recent Filings

33 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-30 GLQ Buy (P) +3,000 $45.6K EDGAR
2015-03-26 GLQ Buy (P) +3,926 $60.4K EDGAR
2015-03-24 GLQ Buy (P) +400 $6.2K EDGAR
2015-03-24 GLQ Buy (P) +2,050 $31.6K EDGAR
2015-03-19 GLQ Buy (P) +2,100 $31.9K EDGAR
2015-03-17 GLQ Buy (P) +3,000 $45.8K EDGAR
2015-03-16 GLQ Buy (P) +6,163 $93.8K EDGAR
2015-03-13 GLQ Buy (P) +6,900 $104.3K EDGAR
2015-03-11 GLQ Buy (P) +12,700 $192.4K EDGAR
2015-03-11 GLQ Buy (P) +1,500 $22.8K EDGAR
Showing 1–10 of 33
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.