MMCAP International Inc. SPC

CIK 1304857 · last filed 2017-03-14

MMCAP International Inc. SPC is a corporate insider who has filed 15 SEC Form 4 insider transactions across 3 companies since 2008. The most recent filing shows the insider bought $149.5K of GNVC on Mar 14, 2017. Across all open-market trades the lifetime net is +$330.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $87.7M across reported positions. The firm reports its address in Grand Cayman. 2 SEC filings were submitted jointly with MM ASSET MANAGEMENT INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$87.72M

Companies

3

Total Filings

15

Lifetime Open-Market Net

$330.9K

Filer Profile

Reported Address
C/O MOURANT GOV SVCS (CAYMAN) LTD
94 SOLARIS AVE., CAMANA BAY, PO BOX 1348
GRAND CAYMAN KY1-1108
Phone
(416) 408-0997
State of Incorporation
Cayman Islands
Related Filers
MM ASSET MANAGEMENT INC. — 2 joint filings, latest 2024-01-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GENVEC INC (GNVC) Delisted 10%+ Owner 257,272 $149.5K 1 2017-03-14
DISK 10%+ Owner 2,272,077 $38.61 $87.72M -$220.7K 6 2008-11-26
RENOVIS INC (RNVS) Delisted 10%+ Owner 3,412,891 $402.0K 4 2008-04-29

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-03-14 GENVEC INC (GNVC) Delisted Buy (P) +21,987 $149.5K EDGAR
2016-05-31 Buy (P) +2,262,705 $3.84M
2016-05-26 Buy (P) +176,781 $297.2K
2008-11-26 DISK Sell (S) −315,000 -$602.0K EDGAR
2008-09-29 DISK Sell (S) −1,340 -$1.3K EDGAR
2008-04-29 RENOVIS INC (RNVS) Delisted Mixed −361,600 -$807.9K EDGAR
2008-03-10 RENOVIS INC (RNVS) Delisted Buy (P) +300,260 $725.4K EDGAR
2008-03-10 RENOVIS INC (RNVS) Delisted Buy (P) +103,562 $242.2K EDGAR
2008-03-10 DISK Sell (S) −41,822 -$73.5K EDGAR
2008-03-07 DISK Mixed +281,831 $308.3K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.