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MM ASSET MANAGEMENT INC.

CIK 1425987 · last filed 2008-11-26

MM ASSET MANAGEMENT INC. is a corporate insider who has filed 12 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider sold $602.0K of DISK on Nov 26, 2008. Across all open-market trades the lifetime net is +$361.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $93.3M across reported positions. The firm reports its address in Toronto, A6. 2 SEC filings were submitted jointly with MMCAP International Inc. SPC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$93.32M

Companies

2

Total Filings

12

Lifetime Open-Market Net

$361.7K

Filer Profile

Reported Address
161 BAY STREET
TD TRUST TOWER SUITE 2240
TORONTO, A6 M5J 2S1
Phone
(416) 408-2008
Related Filers
MMCAP International Inc. SPC — 2 joint filings, latest 2024-01-02
Allison Executive Investco LLC — same reported address
Carlyle Gaming & Entertainment, Ltd. — same reported address
Onex Advisor Subco LLC — same reported address
Onex American Holdings Subco LLC — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DISK 10%+ Owner 2,417,077 $38.61 $93.32M -$40.4K 6 2008-11-26
RENOVIS INC (RNVS) Delisted 10%+ Owner 3,385,891 — — $402.0K 4 2008-04-29

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-11-26 DISK Sell (S) −315,000 -$602.0K EDGAR
2008-09-29 DISK Sell (S) −1,340 -$1.3K EDGAR
2008-04-29 RENOVIS INC (RNVS) Delisted Mixed −361,600 -$807.9K EDGAR
2008-03-10 RENOVIS INC (RNVS) Delisted Buy (P) +300,260 $725.4K EDGAR
2008-03-10 RENOVIS INC (RNVS) Delisted Buy (P) +103,562 $242.2K EDGAR
2008-03-10 DISK Sell (S) −41,822 -$73.5K EDGAR
2008-03-07 DISK Mixed +281,831 $308.3K EDGAR
2008-03-07 DISK Sell (S) −5,300 -$10.1K EDGAR
2008-03-07 — Other (J) −3,676,123 $0
2008-02-13 RENOVIS INC (RNVS) Delisted Buy (P) +103,562 $242.3K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.