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David M Minnick

CIK 1307666 · General Counsel & Senior VP · last filed 2017-01-06

David M Minnick is a General Counsel & Senior VP who has filed 28 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for SF, was dated Jan 6, 2017. Across all open-market trades the lifetime net is −$800.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.61M

Companies

3

Total Filings

28

Lifetime Open-Market Net

-$800.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SF General Counsel & Senior VP 15,887 $84.64 $1.34M -$800.0K 16 2017-01-06
STIFEL FINANCIAL CORP (SFN) Delisted General Counsel & Senior VP 14,193 — — $0 9 2016-03-02
SFB General Counsel & Senior VP 13,311 $19.65 $261.6K $0 3 2012-12-21

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-01-06 SF Mixed −117 $0 EDGAR
2017-01-04 SF Mixed −310 -$171.0K EDGAR
2016-12-20 SF Mixed −3,718 -$190.9K EDGAR
2016-11-23 SF Sell (S) −10,000 -$502.0K EDGAR
2016-03-02 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) — $0 EDGAR
2016-02-29 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) — $0 EDGAR
2016-01-26 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +3,267 -$66.6K EDGAR
2015-03-17 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) — $0 EDGAR
2015-01-26 STIFEL FINANCIAL CORP (SFN) Delisted Mixed +92 -$39.5K EDGAR
2014-03-05 STIFEL FINANCIAL CORP (SFN) Delisted Grant (A) — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.