David M Minnick
CIK 1307666 · General Counsel & Senior VP · last filed 2017-01-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.61M
Companies
3
Total Filings
28
Lifetime Open-Market Net
-$800.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SF | General Counsel & Senior VP | 15,887 | $84.64 | $1.34M | -$800.0K | 16 | 2017-01-06 |
| STIFEL FINANCIAL CORP (SFN) Delisted | General Counsel & Senior VP | 14,193 | — | — | $0 | 9 | 2016-03-02 |
| SFB | General Counsel & Senior VP | 13,311 | $19.65 | $261.6K | $0 | 3 | 2012-12-21 |
Recent Filings · Page 2 of 3
28 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-01-27 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +2,467 | -$69.2K | EDGAR |
| 2013-03-12 | STIFEL FINANCIAL CORP (SFN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2013-01-25 | STIFEL FINANCIAL CORP (SFN) Delisted | Mixed | +1,036 | -$22.9K | EDGAR |
| 2012-12-21 | SFB | Mixed | +479 | -$7.2K | EDGAR |
| 2012-05-11 | SFB | Gift (G) | −100 | $0 | EDGAR |
| 2012-02-16 | SFB | Grant (A) | — | $0 | EDGAR |
| 2012-01-19 | SF | Mixed | +1,492 | -$28.9K | EDGAR |
| 2011-02-16 | SF | Grant (A) | — | $0 | EDGAR |
| 2011-01-20 | SF | Mixed | +1,677 | -$58.4K | EDGAR |
| 2010-03-12 | SF | Mixed | — | -$38.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.