Lloyd M Yates
CIK 1311411 · Director and President & CEO · last filed 2026-08-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DUKH price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
MERRILLVILLE, IN 46410
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MRSH | Director | 12,000 | $194.72 | $2.34M | -$2.11M | 5 | 2026-08-18 |
| NI | Director and President & CEO | 519,556 | $43.44 | $22.57M | -$520.3K | 13 | 2026-05-26 |
| MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Director | 24,000 | $182.62 | $4.38M | -$440.7K | 38 | 2025-11-18 |
| SON | Director | — | $49.27 | — | $0 | 18 | 2022-03-14 |
| AWK | Director | 7,036 | $141.70 | $997.0K | $231.9K | 3 | 2021-05-13 |
| DUK | EVPCust&DelivOps;PresCarolinas | 41,783 | $124.44 | $5.20M | -$2.59M | 3 | 2019-08-28 |
| DUKH | EVPCust&DelivOps;PresCarolinas | 59,335 | $23.18 | $1.38M | -$4.01M | 35 | 2019-03-04 |
| PROGRESS ENERGY INC (PGN) Delisted | President & CEO of major sub. | 67,286 | — | — | -$2.95M | 32 | 2012-03-26 |
Recent Filings · Page 4 of 16
151 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-02-17 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
| 2023-01-27 | NI | Grant (A) | +36,311 | $1.00M | EDGAR |
| 2022-11-17 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
| 2022-08-17 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Mixed | — | $0 | EDGAR |
| 2022-06-02 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2022-05-17 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2022-03-14 | SON | Grant (A) | — | $0 | EDGAR |
| 2022-02-16 | MARSH & MCLENNAN COMPANIES, INC. (MMC) Delisted | Other (J) | — | $0 | EDGAR |
| 2022-02-01 | NI | Grant (A) | +30,747 | $900.0K | EDGAR |
| 2022-01-05 | SON | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.